SEC Filings/Financial Reporting

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FormDescriptionDateFormat
N-CENAnnual Report for Registered Investment CompaniesDec 16, 2019Open Annual Report for Registered Investment Companies in HTML.Open Annual Report for Registered Investment Companies in DOC file.Open Annual Report for Registered Investment Companies in PDF file.Open Annual Report for Registered Investment Companies in XLS file.
N-CSRAnnual Certified Shareholder Report of Registered investment management companiesNov 29, 2019Open Annual Certified Shareholder Report of Registered investment management companies in HTML.Open Annual Certified Shareholder Report of Registered investment management companies in DOC file.Open Annual Certified Shareholder Report of Registered investment management companies in PDF file.Open Annual Certified Shareholder Report of Registered investment management companies in XLS file.
486BPOS486BPOSNov 20, 2019Open 486BPOS in HTML.Open 486BPOS in DOC file.Open 486BPOS in PDF file.Open 486BPOS in XLS file.
POS EXPOS EXNov 6, 2019Open POS EX in HTML.Open POS EX in DOC file.Open POS EX in PDF file.Open POS EX in XLS file.
SC 13D/AAmendment to a SC 13D filingOct 18, 2019Open Amendment to a SC 13D filing in HTML.Open Amendment to a SC 13D filing in DOC file.Open Amendment to a SC 13D filing in PDF file.Open Amendment to a SC 13D filing in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveSep 27, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveSep 20, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveSep 17, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
DFAN14AAdditional proxy soliciting materials filed by non-managementSep 17, 2019Open Additional proxy soliciting materials filed by non-management in HTML.Open Additional proxy soliciting materials filed by non-management in DOC file.Open Additional proxy soliciting materials filed by non-management in PDF file.Open Additional proxy soliciting materials filed by non-management in XLS file.
DFAN14AAdditional proxy soliciting materials filed by non-managementSep 13, 2019Open Additional proxy soliciting materials filed by non-management in HTML.Open Additional proxy soliciting materials filed by non-management in DOC file.Open Additional proxy soliciting materials filed by non-management in PDF file.Open Additional proxy soliciting materials filed by non-management in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveSep 12, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveSep 11, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveSep 6, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveSep 5, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveSep 4, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveAug 30, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
N-QQuarterly Schedule of Portfolio Holdings of Registered Management Investment CompanyAug 29, 2019Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in HTML.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in DOC file.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in PDF file.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveAug 22, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveAug 21, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
SC 13D/AAmendment to a SC 13D filingAug 21, 2019Open Amendment to a SC 13D filing in HTML.Open Amendment to a SC 13D filing in DOC file.Open Amendment to a SC 13D filing in PDF file.Open Amendment to a SC 13D filing in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveAug 15, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveAug 9, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
DEFC14ADefinitive proxy statement in connection with contested solicitationsAug 8, 2019Open Definitive proxy statement in connection with contested solicitations in HTML.Open Definitive proxy statement in connection with contested solicitations in DOC file.Open Definitive proxy statement in connection with contested solicitations in PDF file.Open Definitive proxy statement in connection with contested solicitations in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveAug 7, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveAug 6, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
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